• Why FINRA made the T+1 settlement date change and how it will show up on your exams

  • Sep 5 2024
  • Duração: 16 minutos
  • Podcast

Why FINRA made the T+1 settlement date change and how it will show up on your exams

  • Sumário

  • The biggest change to FINRA and NASAA exams this year is that settlement dates moved from T+2 to T+1. But what does that mean? In this episode, Ken Finnen, a longtime veteran of the finance industry and FINRA tutor for decades, walks you through what settlement dates are, why this change was made, what it means for the industry, and how to get these questions right on your exams.

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